Broker Check


How We Work

Our firm specializes in helping individuals develop sound retirement strategies. If you are retired – or approaching retirement – please take the time to explore our website and the wealth of information we offer. We offer personalized, hands-on service. We educate our clients about financial concepts and products, and take the mystery out of investing, insurance, estate conservation, and preserving wealth.

We understand the many challenges of retirement today and know the biggest concern for many is outliving their money. We focus on money management, as well as other issues that are critical to your financial well being.

Investment Management

  • Fiduciary for advisory client accounts
  • Tax-efficient and transparent investment portfolios
  • Risk appropriate investment selection unique to each client's circumstances
  • Portfolio diversification for employee stock compensation
  • Transparent and competitive fee structure

Comprehensive Financial Planning

  • Employee stock compensation analysis (stock options and restricted stock)
  • Tax-efficient savings strategies
  • College savings analysis
  • Special needs savings analysis
  • Cash flow analysis
  • Liquidity event planning
  • Retirement planning
  • Social Security analysis
  • Healthcare cost analysis

Wealth Management

  • Legacy planning and estate plan review
  • Trust analysis and review
  • Life insurance analysis
  • Income tax return analysis
  • Charitable giving advisory services
  • Securities based lending

Relationship Management and Private Client Services

  • Collaborate with existing client advisors - accountants, attorneys, etc.
  • Educate next generation clients on financial literacy topics
  • Orchestrate family wealth needs
  • Guide and advise on significant financial transactions

For more information about our firm and the services we offer, send us a quick email or call the office. We would welcome the opportunity to speak with you. |  206-664-8850